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Investment Management

     Our clients include registered investment companies as well as firms and individuals in the investment management industry. Our clients have included banks, investment firms, investment advisors, and many others. Over the past 25 years, we have studied judge, juror, and arbitrator perceptions of practitioners and business practices with respect to investments (particularly securities) and how best to understand and persuade these decision makers. Our clients tell us that our insights and recommendations about persuading these decision makers have been accurate and powerful.

     Our work for these firms and individuals has included a wide range of litigation and arbitration matters such as allegations of breach of contract, breach of fiduciary duty, negligence, fraud, misrepresentations, violations of state and federal securities laws and regulations, employment, and business tort disputes.

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